Bat­tery Regu­la­ti­on: Cur­rent sta­tus of legis­la­ti­on with a view to the future

Regu­la­ti­on (EU) 2023/1542, on bat­te­ries and was­te bat­te­ries, (Bat­tery Ordi­nan­ce – Batt­VO) has been in force sin­ce 18 Febru­ary 2024. Sin­ce that day, the regu­la­ti­ons and the asso­cia­ted obli­ga­ti­ons of the affec­ted eco­no­mic actors have been suc­ces­si­ve­ly appli­ed (we repor­ted). Howe­ver, various are­as of the Batt­VO also requi­re acti­vi­ties on the part of the EU and its mem­ber sta­tes to imple­ment and also sub­stan­tia­te the Batt­VO. In this artic­le, we have lis­ted an over­view of the essen­ti­al to-dos of the legis­la­tors, some of which are alre­a­dy due, and descri­bed their effects on eco­no­mic actors.

Legal acts due

The EU Com­mis­si­on should alre­a­dy have adopted a dele­ga­ted act by 18 Febru­ary 2024, which spe­ci­fies the method by which the CO2 foot­print for elec­tric vehic­le bat­te­ries is cal­cu­la­ted and veri­fied. So far, only a draft has been sub­mit­ted for this. In addi­ti­on, the for­mat for the CO2 foot­print state­ment should be estab­lished by an imple­men­ting act. This legal act is also still at the draft stage. In addi­ti­on, the for­mat for the CO2 foot­print state­ment should be estab­lished by an imple­men­ting act. Howe­ver, eco­no­mic ope­ra­tors can look for­ward to this delay with con­fi­dence. This is becau­se the obli­ga­ti­on to prepa­re a decla­ra­ti­on on the CO2 foot­print does not app­ly until twel­ve months after the ent­ry into force of the afo­re­men­tio­ned legal acts (cf. Artic­le 7(1)(2)(a) of the BattVO).

With regard to the drafts, it is alre­a­dy worth men­tio­ning that accor­ding to the draft for the elec­tri­ci­ty sup­p­ly, the cal­cu­la­ti­on of the CO2 foot­print should not be based on the actu­al elec­tri­ci­ty used. Rather, the natio­nal avera­ge elec­tri­ci­ty con­sump­ti­on mix is to be used as a basis (see Annex 2.4 and 2.4.1 of the draft). For com­pa­nies in Ger­ma­ny, this would mean a dis­ad­van­ta­ge in a Euro­pean com­pa­ri­son (approx. 12.8% in 2023) due to the com­pa­ra­tively high share of coal in the elec­tri­ci­ty mix (26.1% in 2023).

Pre­pa­ra­ti­ons for the imple­men­ta­ti­on of sup­p­ly chain due dili­gence obligations

To the ext­ent that this has not alre­a­dy been done, affec­ted eco­no­mic actors in the bat­tery indus­try will have to deal with the sector-specific sup­p­ly chain due dili­gence obli­ga­ti­ons under the Batt­VO in the future. As a basis for this, the EU Com­mis­si­on is to publish gui­de­lines for the appli­ca­ti­on of the due dili­gence obli­ga­ti­ons laid down in Artic­les 49 and 50 of the Batt­VO by 18 Febru­ary 2025 (Artic­le 48(5) of the Batt­VO). A draft for this is not yet available. If the gui­de­lines are published on time, the eco­no­mic actors con­cer­ned will only have six months to take the gui­de­lines into account during imple­men­ta­ti­on. If the EU Com­mis­si­on were to be late in publi­shing the gui­de­lines, this would make the situa­ti­on even more dif­fi­cult for eco­no­mic actors. This is becau­se the date of appli­ca­ti­on of the sup­p­ly chain due dili­gence obli­ga­ti­ons (18 August 2025) is not lin­ked to the publi­ca­ti­on of the guidelines.

In the con­text of sup­p­ly chain due dili­gence obli­ga­ti­ons, the EU Com­mis­si­on must also defi­ne the requi­re­ments for the appli­ca­ti­on for reco­gni­ti­on of a sys­tem for the ful­film­ent of due dili­gence obli­ga­ti­ons (Art. 53(1) of the Batt­VO). An imple­men­ting act is curr­ent­ly being pre­pared and is expec­ted to be adopted in the third quar­ter of 2025. A draft is not yet available.

Sta­tus of the draft for a Bat­tery Law Imple­men­ting Act

Various topics of the Batt­VO also requi­re natio­nal imple­men­ta­ti­on by the indi­vi­du­al mem­ber sta­tes. This also appli­es, among other things, to the desi­gna­ti­on and estab­lish­ment of bodies respon­si­ble for the noti­fi­ca­ti­on of con­for­mi­ty assess­ment bodies. At the begin­ning of May 2024, the Fede­ral Minis­try for the Envi­ron­ment, Natu­re Con­ser­va­ti­on, Nuclear Safe­ty and Con­su­mer Pro­tec­tion (BMUV) pre­sen­ted a draft bill for an EU Bat­tery Law Amend­ment Act, which is inten­ded to ser­ve the natio­nal imple­men­ta­ti­on of the pro­vi­si­ons of the Batt­VO in Ger­ma­ny. The Bat­tery Law Imple­men­ting Act (BattDG) con­tai­ned the­r­ein regu­la­tes, among other things, the deter­mi­na­ti­on of respon­si­bi­li­ties and powers. For exam­p­le, it is expec­ted that the fede­ral sta­tes will be assi­gned the task of set­ting up the bodies respon­si­ble for noti­fy­ing con­for­mi­ty assess­ment bodies (Sec­tion 39 of the BattDG). State­ments have alre­a­dy been made by some sta­tes and asso­cia­ti­ons and the Fede­ral Cabi­net recent­ly adopted the BattDG. After con­sul­ting the Bun­des­rat, the draft law is now befo­re the Bun­des­tag for adop­ti­on. Most of the law is to enter into force on 18 August 2025, at the same time as the start of fur­ther pro­vi­si­ons of the BattVO.

Con­clu­si­on

The appli­ca­bi­li­ty of many of the obli­ga­ti­ons of the Batt­VO depends on the ent­ry into force of the neces­sa­ry imple­men­ting acts, dele­ga­ted acts and gui­de­lines by the EU Com­mis­si­on. Accor­din­gly, EU legis­la­ti­on must be awai­ted, also with regard to pos­si­ble sub­stan­tia­ti­ons. Howe­ver, eco­no­mic actors affec­ted by the Batt­VO should inde­pendent­ly take steps and estab­lish or sup­ple­ment pro­ces­ses in order to meet the future requi­re­ments of the Batt­VO. This appli­es in par­ti­cu­lar with regard to the sup­p­ly chain due dili­gence obli­ga­ti­ons that will app­ly from 18 August 2025.

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